Investment and Securities Disputes

Graves Bartle Marcus & Garrett, LLC has extensive expertise in securities matters. Our attorneys counsel broker-dealers and registered representatives with state and federal regulatory issues and in cases involving the SROs. We have handled hundreds of arbitrations of sales practice claims on behalf of both claimants and respondents. Both registered representatives and broker-dealers have retained us in intra-industry disputes. We also represent both plaintiff and defendants in securities class action matters. If you are in need of assistance with a securities matter, please give us a call at 816-256-3181 or complete the form below.

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